Streamlining Compliance with the Individual Accountability Framework (IAF)
The enactment of the Individual Accountability Framework (IAF), introduced essential regulations, surrounding the Senior Executive Accountability Framework (SEAR), Conduct Standards, and enhancements to the Fitness & Probity regime. Probity4less directly addresses these changes by providing financial advisors with a user-friendly platform to efficiently meet their compliance obligations. The Probity4less service allows financial advisors to adhere [...]