//Streamlining Compliance with the Individual Accountability Framework (IAF)

Streamlining Compliance with the Individual Accountability Framework (IAF)

The enactment of the Individual Accountability Framework (IAF), introduced essential regulations, surrounding the Senior Executive Accountability Framework (SEAR), Conduct Standards, and enhancements to the Fitness & Probity regime. Probity4less directly addresses these changes by providing financial advisors with a user-friendly platform to efficiently meet their compliance obligations.

The Probity4less service allows financial advisors to adhere to IAF regulations seamlessly. The platform facilitates quick and easy access to Control Function (CF) and pre-approved Control Function (PCF) reports, covering vital searches from the judgments register, central bank legal notices, and Director disqualifications from the Company Registrations Office. Reports enclose all necessary compliance reporting for PCFs, CF1s, and CF2s with a continuous monitoring feature. Financial advisors receive real-time alerts and notifications, enabling proactive management of potential issues.

Probity4less is supported by Search4less, our online business intelligence service that provides its subscribers with the opportunity to search and download company director and shareholder information records. As the month has progressed we have seen that almost half of the clients who have contacted us in relation to Probity4less have also signed up to Search4less.

New customers of Search4less can avail of one month free when they sign up to any of our subscriptions. Existing Search4less customers can contact us for complimentary access to Probity4less for their first year. You can visit Search4less.com for more information or alternatively contact us at info@search4less.com and one of our team members will assist you in signing up.

2024-01-23T17:16:55+00:00January 23rd, 2024|